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Ernest Gellner’s theory of nationalism and
its Durkheimian flaws
13.6.2012
By Saeed Kakeyi
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Ekurd.net |
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Saed Kakei, Ph.D. Student, Nova Southeastern
University’s Department of Conflict Analysis &
Resolution – PhD Program Read more by the Author
June 13, 2012
By: Saed Kakei, Ph.D. Student
Nova Southeastern University,
Department of Conflict Analysis & Resolution, Ph.D.
Program
Abstract
Unlike the far too many contemporary definitions for
political terms, “Nationalism” is one that has yet
to have a precise definition for a political
phenomenon that has been causing unprecedented human
sufferings, at least, in modern history. One reason
for this lack of a coherent definition is the
attached sentiment to the political wills of those
who advocate nationalism, including members of
organizations such as Zionism and its imitator the
African-American Nation of Islam on the one hand,
and those who oppose it on the other hand. As such,
with the recurrence of nationalism as one of the
major causes of violence, especially in the
post-Cold War era, Ernest Gellner’s theory of
nationalism has been receiving load applauses in
many academic circles primarily by political
scientists from western individualist cultures. In
light on this, this short essay argues that because
of its Durkheimian functionalist subjectivity and
because of its contradictions with the nature of
foreign policies of nations-states often violating
the principles of international law, Gellner’s
theory of nationalism is flawed.
Introduction
In my earlier essay titled “Ernest Gellner's Nations
and Nationalism: A Book Critique,” written while
taking the elective graduate course of “History,
memory, and conflict resolution” offered at the Nova
Southeastern University’s Department of Conflict
Analysis and Resolution – Ph.D. program, I provided
some essential examinations of
Gellner’s second edition of Nations and Nationalism
( See http://www.kurdishaspect.com/doc031412SK.html).
In this essay, however, a side from providing a
brief summary of the book’s expression and its
thesis development, I will briefly discuss the
intellectual connection between Emile Durkheim and
Gellner. Afterward, I will examine Durkheim’s
economically functionalist influence on Gellner’s
modernist theory of nationalism. In so doing, I will
consider Gellner’s functionalist method of
description, particularly his definition of
nationalism in relation to a nation-state’s issues
of national interests. Lastly, I will explore the
possibilities of reformulating Gellner’s
functionalist arguments in a non-functionalist mode
by which reasons lead concerns in the process of
understanding knowledge.
A brief summary of
Gellner’s “Nations and Nationalism”
The central thesis of Gellner’s "Nations and
Nationalism" argues that nationalism is a powerful
sentiment that holds a key component of passage from
an agrarian community to an industrial society in
which the latter requires a politically defined
state that can create and enable a belonging,
knowledgeable and appreciated culture. Gellner
expounds this discourse by sustaining that the only
extraordinary change since the recorded history
began has been the
transition from agrarian to
industrial society. He maintains that this
underpinning transition has holistically transformed
humanity’s basic social relations to its overall
political structure based on the goodness of
industrialization. Like most modernist scholars,
Gellner pays specific attention to human quest for
knowledge; and, as knowledge peaks, he believes that
it will be standardized as “high culture” and
persistently becomes the most essential requirement
of industrialism. Inaccurately, however, Gellner
thinks that only a nation-state, as the “congruent”
unit, has the legitimate authority and the ability
to indoctrinate and maintain qualities of
homogeneous high culture on an uprooted labour
force. In furthering this argument, he asserts that
modern industrial society is based on constant
cognitive and complex economic progress. Such an
assertion requires a theoretical reasoning.
Therefore, Gellner selects Emile Durkheim’s
functionalist theory of division of labour. After
patching some of its flaws, Gellner provides that
because of the division of labour in modern
industrial society is more complex and constantly
evolving and requires liberal and context-free
communication between members of society, the
progress of high culture necessitates a nationally
homogeneous state.
By focusing on the importance of “will and culture”
for the construction of a theory of nationalism,
Gellner informs his reader that a “top-down
homogenization” incites the reaction of the excluded
ethnic minority to protect its own will and culture.
Nonetheless, if this minority group needs to be
transformed into a high culture, then it has to have
a legitimate political authority.
Gellner goes on to tackle various typologies of
nationalism. In so doing, he rejects four of the
highly contested theories of nationalism. First, in
concert with Elie Kedourie’s nationalist theory, he
argues that a nationalist theory which claims to be
a “natural and self-evident and self-generating” is
false (Gellner, 1983, p. 129), because it “owes its
plausibility and compelling nature only to a very
special set of circumstances, which do indeed obtain
now, but which were alien to most of humanity and
history” (1983, p. 126). Second, this time Gellner
disputes Kedourie’s theory by describing it as “an
artificial consequence of ideas which did not need
ever to be formulated” (1983, p. 129). Third, he
ridicules Marxism for claiming that “the awakening
message [of nationalism] was intended for classes,
but by some terrible postal error was delivered to
nations” (1983, p.129). Fourth, Gellner dismisses
the “Dark Gods” theoretical claim that “nationalism
is the re-emergence of the atavistic forces of blood
or territory” on the bases that these dark forces
are “neither nicer nor nastier” than the
pre-nationalism ones (1983, p. 130).
Gellner speculates that when an industrial society
is alleviated and stabilized, nationalism will be
modified in one way or the other (1983, pp. 108-9).
Then, he goes on to assume that an increase in
international freedom and the shared limitations of
industrial society may reduce the sharpness of
international conflicts (1983, p. 116). Finally,
Gellner believes that Immanuel Kant did not
ideologically play a significant role in the
development of nationalism; therefore, he was the
source of all evil. Gellner maintains that “Kant is
the very last person whose vision could be credited
with having contributed to nationalism” (1983, p.
132).
Durkheim’s intellectual
influence over Gellner
Emile Durkheim (1858-1917), a modernist French
sociologist, was the first theorist advocating
institutionalization in social science. His main
difficultly was that of legitimate modern order. By
examining traditional societies formed by various
pre-industrial institutions such as the family,
religion, and segmental or clan-base communities,
Durkheim argued that the formation of their social
order was based on high integration. However, this
did not solve his order dilemma. Rather, he wanted
to understand the order that holds societies
together in the modern industrial world. Therefore,
Durkheim applied two sociological
methodologies—structural and functional—to his
positivist research design with which he was able to
develop his social solidarity theory of division of
labour. With this theory,www.ekurd.net
Durkheim argued that pre-agrarian societies were
able to develop their subsequent agrarian
civilizations because of unity they created by
forming the family institution. Then, to achieve
“social cohesion” between various family units,
religion was recognized “to embrace a smaller and
smaller portion of social life. Originally, it
pervades everything; everything social is
religious…” (Durkheim, 1933, p. 169). Durkheim
categorized this method of social solidarity as
“mechanical solidarity.” Mechanical, because “the
cohesion which unites the elements of an inanimate
body, as opposed to that which makes a unity out of
the elements of a living body” (1933, p. 148). In
other words, social solidarity is derived from
like-mindedness and it is bound by “conscience
collective” which means “the totality of beliefs and
sentiments common to average members of the same
society” (Thomson, 2002, p. 59). Gellner
subjectively terms Durkheim’s “conscience
collective” as “low culture.” He furthers that
“[d]uring the early period of industrialization, of
course, low cultures are also liable to be seized on
and turned into diacritical markers of the
disadvantaged ones, […] notably if they define large
and territorially more or less compact populations”
(1983, p. 74).
Back to Durkheim’s accounts, he believed that
conscience collective and social cohesion cannot
help to overcome the process of industrialization
and its rapid urbanization that has created. He
asserted that not only the family institution is
incapable of keeping its unity, but also religion is
constantly resisting the domination of modern
atomization. Durkheim explained that “… little by
little, political, economic, scientific functions
free themselves from the religious function... God,
who was at first present in all human relations,
progressively withdraws from them; he abandons the
world to men and their disputes” (1933, p. 169).
Parallel to this gradual process, mechanical
solidarity transforms to organic solidarity with
which modern civilization become unstable in a
constant crisis because of its egotistic
individuals. Durkheim described organic solidarity
to be like the 'organs' of a body which are
functionally interdependent and constituted “by a
system of different organs each of which has a
special role, and which are themselves formed of
differentiated parts” (1933, p. 181).
Inconsistently however, Durkheim related that as
societies become modernized due to the
industrialization advancements, their integration
progressively increases; and, “'the unity of the
organism increases as this individuation of the
parts is more marked” (1933, p. 148). Consequently,
the division of labour holds people together,
because they need each other, especially as their
population grow in volume, density and then in
“moral density.” Paradoxically,
after arguing that Durkheim’s
organic solidarity is problematic, Gellner modifies
it asserting that industrialization and its urban
civilization is a “high literate culture” and that
“[a] high culture pervades the whole of society,
defines it, and needs to be sustained by the polity.
That is the secret of nationalism” (1983, p.18).
Gellner concludes that “in the agrarian world, high
culture co-exists with low cultures, and, needs a
church […] to sustain it. In the industrial world
high cultures prevail, but they need a state not a
church, and they need a state each. That is one way
of summing up the emergence of the nationalist age”
(1983, pp. 72-3).
So, just as Durkheim structurally distinguished
between three radically different societies: highly
integrated pre-agrarian society, conscience
collective agrarian society, and egotistic
individualist modern society, Gellner embraces these
‘fundamentally different types’ of social structures
in his materialist interpretation of history and,
with minor terminological adjustments, he terms them
as: hunter-gatherer society, agrarian society, and
industrial society. However, unlike Durkheim who
used social solidarity as a classification method,
Gellner uses culture as social development measure
considering: hunter-gatherer society as wild
illiterate culture; agrarian society as low literate
culture, and industrial society as the high literate
culture. Yet, it is critically important to mention
that Gellner is differing with Durkheim on some
concepts of division of labour. In particular, on
the formation of the modern industrial society where
unlike Durkheim, Gellner considers its “labour
market as uniform mass, rather than as individuals”
because “the standardization of expression and
comprehension" leads to the capacity for
context-free communication” (Conversi, 2000, p.
102).
Another aspect of Durkheimian influence on Gellner’s
theory of nationalism is functionalism. Durkheim
used the functional approach to develop his theory
of division of labour in society. He defines the
term function as follows: "It expresses the relation
existing between these [societal] movements and
corresponding needs of the organism" (1933, p. 49).
Generally, every social organism has
multidimensional needs and at the centre of these
needs are knowledge, economy, and power. It appears
that Gellner uses Durkheim’s functional approach to
emphasize on three categories of human activity: the
economy, power, and knowledge. Nonetheless,
Gellner’s functionalism is illustrated as follows:
“So the economy needs both the new type of central
culture and the central state; the culture needs the
state; and the state probably needs the homogeneous
cultural branding of its flock […] In brief, the
mutual relationship of a modern culture and state is
something quite new, and springs, inevitably, from
the requirements of a modern economy” (1983, p.
140).
What Gellner advocates here is in fact a homogenous
state formation that needs a political response to a
functional imperative: social mobility due to
economic needs makes it necessary the creation of a
collective identity on the newly populated
territories. The creation of a “homogeneous”
collective identity is not rapid as Gellner thinks.
Rather, it is a gradual transformative process that
requires a great deal of “assimilationism.” From a
postmodernist perspective, which this paper follows,
assimilationism is a sociopolitical policy-practice
designed to assimilate politically inactive
aboriginal communities and uprooted individuals into
the dominant homogeneous state. The relative
non-violent functionality of assimilationism
achieves greater possibilities of cultural unity as
well as communal-state congruency. As for
nationalism, it is an aggressive offensive/defensive
political philosophy intends to attain and maintain
the national interests of the politically active
nations in both state and non-state formations.
Nowhere in Gellner’s accounts have we seen any
reference to national interests. In fact, his
modernist definition of nationalism as it is
“primarily a political principle, which holds that
the political and the national unit should be
congruent” (1983, p. 1), has some serious
constitutional flaws. If this Gellnerian definition
is accepted as accurate, then a sovereign nation
would have left with no choice but to violate its
own, let alone other sovereign nations’
constitutional codes in pursuit of its vital
national interests beyond its own legally defined
and internationally legitimized borders. Admittedly,
while nationalism asserts that humanity be divided
into nation states, fundamentally however, it
contradicts its own intentions to attain and
maintain the national interests of the politically
active unit, be it internationally recognised as a
legitimate state or has yet to earn that identity to
play games in club of nations.
The Gellnerian “nationalism” contradiction is deeply
embedded within the elusive rules of international
law. For example, the principle of
“non-intervention” in contemporary international law
has been repeatedly violated under the pretexts of
national security and the defence of vital national
interests. Therefore, Gellner’s theory of
nationalism is far from the political legitimacy it
claims to have. Also, its definition, as discussed,
deeply offends the very nationalist sentiment which
Gellner cautions not to violate “the nationalist
principle of congruence of state and nation…” (1983,
p. 134). Additionally, this statutory defect in
Gellner’s nationalism adds more confusion to the
complexity created by the modernists’ theories of
nations and nationalism as attempts to substitute
nationalism with Durkheim’s retreat of religion as
assumed in his modernist notion of organic
solidarity.
Conclusion
After providing a short summary for Gellner’s most
celebrated book “Nations and Nationalism,” this
paper discussed Durkheim’s intellectual influence on
Gellner’s theorization of
nationalism. It has provided that Gellner benefited
from Durkheim’s sociological structural methodology
to differentiate between the three historical stages
of social structure: hunter-gatherer society,
agrarian society, and industrial society. Similarly,
this paper provided that Gellner utilized the
Durkheimian functional approach to emphasize on
three categories of human activity: the economy;
power; and knowledge to illustrate the congruent
needs of a nation-state to achieve a homogeneous
culture.
As a postmodernist graduate student, the author of
this paper argued that Gellner’s theory of
nationalism, aside from having a modernist statutory
defect, does not match the needed congruence for a
homogeneous state. Instead, as defined,
assimilationism is suggested to fit Gellner’s theory
of nationalism. Finally, as Gellner ridicule’s
Marxism with the “Wrong Address Theory” (1983,
p.129), this paper concludes that Gellner himself
has fallen into the same trap for thinking that his
version of nationalism may eventually replace the
Durkheimian concern for the retreat of religion.
References:
Conversi, D. (2000). Gellner, Ernest (1925-1995). In
Smith, A. D. and Leoussi, A. (eds) Encyclopaedia of
nationalism. Oxford: Transaction Books.
Durkheim, E. (1933). The Division of Labor in
Society. Glencoe, III: Free Press.
Gellner, E. (1983). Nations and nationalism. Oxford:
Blackwell Publishing.
Kakei, S. (2012). Ernest Gellner’s nations and
nationalism: A book critique. Washington: Kurdish
Aspect. Retrievable from: http://www.kurdishaspect.com/doc031412SK.html
Thomson, K. (2002). Emile Durkheim. (Rev. ed.). New
York: Routledge.
Saeed Kakeyi, Ph.D. Student, Nova Southeastern
University’s Department of Conflict Analysis &
Resolution – PhD Program,
a longtime contributing writer and
columnist for Ekurd.net
Copyright © 2012 ekurd.net. All rights reserved
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